UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 5)
|
Soufun Holdings Limited
|
(Name of Issuer)
|
Class A ordinary shares, par value HK$1.00 per share
|
(Title of Class of Securities)
|
836034108** |
(CUSIP Number)
|
James C. Lin
Davis Polk & Wardwell
Hong Kong Club Building
3A Chater Road
Hong Kong
+852 2533 3368
|
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
|
May 29, 2014
|
(Date of Event which Requires Filing of this Statement)
|
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-l(f) or 240.13d-l(g), check the following box. o
|
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
|
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
|
**This CUSIP number applies to the American Depositary Shares, evidenced by American Depositary Receipts, five American Depositary Shares representing one Class A Ordinary Share. No CUSIP has been assigned to the Class A Ordinary Shares.
|
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
1.
|
NAME OF REPORTING PERSON
Hunt 7-A Guernsey L.P. Inc
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Guernsey
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
3,793,540
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
3,793,540
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,793,540
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.6% (1)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
1.
|
NAME OF REPORTING PERSON
Apax Europe VII-A L.P.
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
England
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
3,793,540
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
3,793,540
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,793,540
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.6% (2)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
1.
|
NAME OF REPORTING PERSON
Hunt 7-B Guernsey L.P. Inc
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Guernsey
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
7,143,545
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
7,143,545
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,143,545
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.4% (3)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
1.
|
NAME OF REPORTING PERSON
Apax Europe VII-1 L.P.
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
England
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
7,143,545
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
7,143,545
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,143,545
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.4% (4)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
1.
|
NAME OF REPORTING PERSON
Apax Europe VII-B L.P.
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
England
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
7,143,545
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
7,143,545
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,143,545
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.4% (5)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
1.
|
NAME OF REPORTING PERSON
Apax Europe VI-1 L.P.
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
England
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
7,143,545
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
7,143,545
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,143,545
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.4% (6)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
1.
|
NAME OF REPORTING PERSON
Hunt 7-A GP Limited
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Guernsey
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
10,937,085
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
10,937,085
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,937,085
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
19.0% (7)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
1.
|
NAME OF REPORTING PERSON
Hunt 6-A Guernsey L.P. Inc
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Guernsey
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
4,200,439
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
4,200,439
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,200,439
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% (8)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
1.
|
NAME OF REPORTING PERSON
Hunt 6-A GP Limited
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Guernsey
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
4,200,439
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
4,200,439
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,200,439
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% (9)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
1.
|
NAME OF REPORTING PERSON
Apax Europe VI-A, L.P.
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
England
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
4,200,439
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
4,200,439
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,200,439
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% (10)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
1.
|
NAME OF REPORTING PERSON
Apax Europe VI GP L.P. Inc
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Guernsey
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
11,343,984
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
11,343,984
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,343,984
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
19.7% (11)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
1.
|
NAME OF REPORTING PERSON
Apax Europe VI GP Co. Limited
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Guernsey
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
11,343,984
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
11,343,984
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,343,984
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
19.7% (12)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
1.
|
NAME OF REPORTING PERSON
Apax Europe VII GP L.P. Inc.
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Guernsey
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
10,937,085
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
10,937,085
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,937,085
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
19.0% (13)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
1.
|
NAME OF REPORTING PERSON
Apax Europe VII GP Co. Limited
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
OO
|
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Guernsey
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
10,937,085
|
|
9.
|
SOLE DISPOSITIVE POWER
0
|
|
10.
|
SHARED DISPOSITIVE POWER
10,937,085
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,937,085
|
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
o
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
19.0% (14)
|
14.
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
Exhibit 8:
|
Rule 10b5-1 Plan by and among Hunt 7-A Guernsey L.P. Inc., Hunt 7-8Guernsey L.P. Inc., Hunt 6-A Guernsey L.P. Inc. and Credit Suisse Securities (USA)LLC. dated May 29, 2014*
|
|
*
|
Certain information in this exhibit has been omitted and filed separately with the Securities and Exchange Commission, and confidential treatment has been requested with respect to such omitted portions.
|
HUNT 7-A GUERNSEY L.P. INC
|
||||
By: | /s/ Gordon Purvis | |||
Name:
|
Gordon Purvis | |||
Title: | Director of General Partner | |||
HUNT 7-B GUERNSEY L.P. INC
|
||||
By: | /s/ Gordon Purvis | |||
Name:
|
Gordon Purvis | |||
Title: | Director of General Partner | |||
HUNT 7-A GP LIMITED
|
||||
By: | /s/ Gordon Purvis | |||
Name:
|
Gordon Purvis | |||
Title: | Director | |||
HUNT 6-A GUERNSEY L.P. INC
|
||||
By: | /s/ Gordon Purvis | |||
Name:
|
Gordon Purvis | |||
Title: | Director of General Partner |
HUNT 6-A GP LIMITED
|
||||
By: | /s/ Gordon Purvis | |||
Name:
|
Gordon Purvis | |||
Title: | Director |
BY APAX EUROPE VI GP CO. LIMITED ACTING ON BEHALF OF APAX EUROPE VI GP L.P. INC., ITS GENERAL PARTNER ACTING ON BEHALF OF
|
||||
APAX EUROPE VI-A, L.P.
|
||||
By: | /s/ Gordon Purvis | |||
Name:
|
Gordon Purvis | |||
Title: | Director | |||
BY APAX EUROPE VI GP CO. LIMITED ACTING ON BEHALF OF APAX EUROPE VI GP L.P. INC., ITS GENERAL PARTNER ACTING ON BEHALF OF
|
||||
APAX EUROPE VI-1, L.P.
|
||||
By: | /s/ Gordon Purvis | |||
Name: | Gordon Purvis | |||
Title: | Director | |||
BY APAX EUROPE VII GP CO. LIMITED ACTING ON BEHALF OF APAX EUROPE VII GP L.P. INC., ITS GENERAL PARTNER ACTING ON BEHALF OF
|
||||
APAX EUROPE VII-A, L.P.
|
||||
By: | /s/ Gordon Purvis | |||
Name: | Gordon Purvis | |||
Title: | Director |
BY APAX EUROPE VII GP CO. LIMITED ACTING ON BEHALF OF APAX EUROPE VII GP L.P. INC., ITS GENERAL PARTNER ACTING ON BEHALF OF
|
||||
APAX EUROPE VII-B, L.P.
|
||||
By: | /s/ Gordon Purvis | |||
Name:
|
Gordon Purvis | |||
Title:
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Director | |||
BY APAX EUROPE VII GP CO. LIMITED ACTING ON BEHALF OF APAX EUROPE VII GP L.P. INC., ITS GENERAL PARTNER ACTING ON BEHALF OF
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APAX EUROPE VII-1, L.P.
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By: | /s/ Gordon Purvis | |||
Name:
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Gordon Purvis | |||
Title: | Director | |||
APAX EUROPE VI GP L.P. INC.
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By:
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Apax Europe VI GP Co. Limited, its general partner | |||
By: | /s/ Gordon Purvis | |||
Name:
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Gordon Purvis | |||
Title:
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Director | |||
APAX EUROPE VI GP CO. LIMITED
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By: | /s/ Gordon Purvis | |||
Name:
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Gordon Purvis | |||
Title:
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Director |
APAX EUROPE VII GP L.P. INC.
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By:
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Apax Europe VII GP Co. Limited, its general partner | |||
By: | /s/ Gordon Purvis | |||
Name:
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Gordon Purvis | |||
Title: | Director | |||
APAX EUROPE VII GP CO. LIMITED
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By: | /s/ Gordon Purvis | |||
Name:
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Gordon Purvis | |||
Title:
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Director | |||
1.
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This Plan shall become effective on the date hereof and shall end on the earliest to occur of the following dates: I) the date on which either the aggregate number of the ADSs sold by Credit Suisse in accordance with this Plan equals the Maximum Number of ADSs specified in Exhibit A hereto; II) the commencement of any voluntary or involuntary case or other proceeding seeking liquidation, reorganization or other relief under any bankruptcy, insolvency or similar law or seeking the appointment of a trustee, receiver or other similar official, or the taking of any corporate action by the Client to authorize or commence any of the foregoing; III) the end of the business day (unless another time is specified in writing) following the date of receipt by the non-terminating party of notice of early termination substantially in the form of Exhibit B hereto; and IV) June 30, 2014. The Client will provide Credit Suisse with immediate notice should an event under subsection (ii) of this paragraph occur.
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2.
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Credit Suisse shall sell ADSs on each day on which the New York Stock Exchange is open for trading and the ADSs trade regular way on such exchange commencing on the date specified and as per instructions set forth in Exhibit A. Credit Suisse will execute all transactions in accordance with this Plan in compliance with ordinary principles of best execution and notify the Client of all such transactions pursuant to customary trade confirmations, which shall be provided by email within 24 hours of each transaction.
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3.
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The Client hereby covenants and agrees that it will not take any action that would result in any sales of ADSs by Credit Suisse hereunder to fail to be in accordance with Rule 10b5-1.
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4.
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The Client understands and agrees that it is an affiliate or control person for purposes of Rule 144 under the Securities Act of 1933, as amended (“Securities Act”), then all sales of ADSs under the Plan will be made in accordance with the applicable provisions of Rule 144. Client understands that it will file a Form 144, which shall state the following: “The proposed sale is made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on May 29, 2014, at which time Hunt 7-A Guernsey L.P. Inc., Hunt 7-8 Guernsey L.P. Inc. and Hunt 6-A Guernsey L.P. Inc. were not aware of material nonpublic information.” Credit Suisse will conduct sales pursuant to Rule 144, including applying Rule 144 volume limitations as if the sales under the Plan were the only sales subject to the volume limitations. Client agrees not to take any action or to cause any other person or entity to take any action that would require it to aggregate sales of ADSs subject to the Plan with any other sales of ADSs as may be required by Rule 144; and not to take any action that would cause the sales of ADSs under the Plan not to comply with Rule 144.
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5.
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(a)
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The Client reserves the right to terminate this Plan or the appointment of Credit Suisse hereunder at any time by giving one business day’s (defined as a day on which the primary stock exchange or quotation system on which the ADSs are listed or quoted is open) advance written notice to Credit Suisse in accordance with Exhibit B.
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(b)
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The Client acknowledges and agrees that notwithstanding anything in paragraph 5(a) herein to the contrary, any suspension, termination or amendment of this Plan by the Client must comply with the requirements for the amendment of a “plan” as defined in Rule 10b5-1(c).
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6.
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It is the intent of the parties that this Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B) and this Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c).
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7.
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As of the date of this Plan, the Client is not aware of any material nonpublic information regarding the Issuer or the ADSs and is not subject to any legal, regulatory or contractual restriction or undertaking that would prevent Credit Suisse from acting upon the instructions set forth in this Plan. The Client shall immediately notify Credit Suisse if it becomes aware of a legal, regulatory or contractual restriction or undertaking that would prevent Credit Suisse from making sales pursuant to this Plan.
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8.
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The Client is entering into this Plan in good faith and not as part of a plan or scheme to evade the prohibitions of Rule 10b5-1 or any other United States federal securities laws.
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9.
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The Client will not, while this Plan remains in effect, alter or deviate from the terms of this Plan, and it has not entered into, and will not enter into or alter, any corresponding or hedging transaction or position with respect to the ADSs (including with respect to any securities convertible into or exchangeable for the ADSs).
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10.
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The Client is not entering into this Plan I) to manipulate the price of, the ADSs (or any security convertible into or exchangeable or exercisable for ADSs) or II) for any other purpose in violation of applicable federal or state law.
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11.
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Until the termination of this Plan, the Client agrees not to discuss with Credit Suisse’s Monetization Services Group, which is responsible for sales under this Plan, or any other Credit Suisse trading personnel, the Issuer’s business, operations or prospects or any other information likely to affect the value of the ADSs. Notwithstanding the above, the Client may communicate with Credit Suisse personnel who are not trading personnel and who are not responsible for, and have no ability to influence, the execution of this Plan, provided that no such communication may relate to this Plan or to the activities of Credit Suisse hereunder.
Subject to the terms set forth in this Plan, Credit Suisse shall have full discretion with respect to the execution of all sales, and the Client acknowledges and agrees that it does not have, and shall not attempt to exercise, any influence over how, when or whether to effect such sales of ADSs pursuant to this Plan.
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12.
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This Plan III) has been duly authorized by the Client; IV) is a valid and binding agreement of the Client, enforceable in accordance with its terms; and V) is not, to the Client’s knowledge, prohibited or restricted by any legal, regulatory or contractual restriction or undertaking binding on the Client or any of its subsidiaries or any of its or their property or assets.
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13.
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The Client has consulted its own advisors as to legal, tax, business, financial and other relevant aspects of, and has not relied upon Credit Suisse in connection with, the Client’s adoption of this Plan, and the Client acknowledges that Credit Suisse is not acting as a fiduciary or an advisor for the Client. Except as specifically contemplated herein, the Client shall be solely responsible for compliance with all statutes, rules and regulations applicable to the Client and the transactions contemplated hereby, including, without limitation, reporting and filing requirements.
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14.
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The Client understands that, while the Credit Suisse Monetization Services Group is executing transactions on behalf of the Client pursuant to this Plan, other desks at Credit Suisse that are not participating in such transactions and are unaware of Client sales may continue to make a market in the ADSs or other securities of the Issuer or otherwise trade the ADSs or such other securities for Credit Suisse’s own account or to facilitate customer transactions. Nothing herein shall preclude the purchase or sale by Credit Suisse of ADSs or other securities of the Issuer for
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its own account or its solicitation or execution of orders for the account of any client. Credit Suisse hereby represents and warrants that it has implemented reasonable policies and procedures, taking into consideration the nature of Credit Suisse’s business, to ensure that individuals making investment decisions will not violate the laws prohibiting trading on the basis of material, nonpublic information.
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15.
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This Plan shall be governed by and construed in accordance with the laws of the State of New York, without regard to such State’s conflict of laws rules to the extent such rules may result in the application of the law of any other state or jurisdiction.
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16.
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The Client and Credit Suisse acknowledge and agree that this Agreement is a “securities contract”, as such term is defined in Section 741(7) of Title 11 of the United States Code (the “Bankruptcy Code”), entitled to all of the protections given such contracts under the Bankruptcy Code.
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17.
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This Plan (including Exhibit A) constitutes the entire agreement between Credit Suisse and the Client with respect to the subject matter hereof, and supersedes any previous or contemporaneous agreements, understandings, proposals or promises with respect thereto, whether written or oral and may be modified or amended only by a writing signed by such parties.
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18.
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This Plan may be signed in any number of counterparts, each of which shall be an original, with the same effect as if the signatures thereto and hereto were upon the same instrument.
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Sincerely, | ||||
Hunt 7-A Guernsey L.P. Inc.
By: Hunt 7-A Guernsey L.P. Inc., its General partner
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By:
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/s/ A W Guille | |||
Name: |
A W Guille
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Title: |
Director
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Hunt 7-B Guernsey L.P. Inc.
By: Hunt 7-A GP Ltd., its General Partner
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By:
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/s/A W Guille | |||
Name: |
A W Guille
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Title: |
Director
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Hunt 6-A Guernsey L.P. Inc.
By: Hunt 6-A GP Ltd., its General Partner
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By:
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/s/A W Guille | |||
Name: |
A W Guille
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Title: |
Director
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By:
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/s/ Craig Wiele
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Name: |
Craig Wiele
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Title: |
Managing Director
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Hunt 7-A Guernsey L.P. Inc.
By: Hunt 7-A GP Ltd., its General Partner
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By:
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Name:
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Title:
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Hunt 7-B Guernsey L.P. Inc.
By: Hunt 7-A GP Ltd., its General Partner
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By:
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Name:
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Title:
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Hunt 6-A Guernsey L.P. Inc.
By: Hunt 6-A GP Ltd., its General Partner
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By:
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Name:
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Title:
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Date:
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